Financial Services Providers

We are Stibbe Financial Services Providers specialists

Our specialists understand the nuances of the financial services industry and its competitive environment, assisting providers in many complex transactions.

Financial Services Providers

We understand the challenges financial services providers face and the legal environment in which they operate. It’s why we work closely with them to provide workable, pragmatic solutions.

Our team has essential knowledge and expertise in this area, regularly assisting with complex licence applications, regulatory and compliance matters, distribution agreements and litigation. We also regularly provide support in negotiations between financial services providers and their clients and principals.

We advise a broad range of clients including insurance brokers, investment firms, payment institutions and trust offices, all of who face increasing regulation and pressure from their clients. We have proven experience in this area, advising on the entire range of legal, regulatory and compliance issues that may arise in the context of transactions or the offering of financial services.

As our practice is cross-border, we advise on harmonised EU financial services legislation, the footprint of which is increasing rapidly. We also assist with the market entry of institutions in foreign jurisdictions, and vice versa.

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Related news

05.09.2018 NL law
Consultation on additional remuneration restrictions within the financial sector

Short Reads - A team from Stibbe has participated in the public consultation launched by the Minister of Finance on additional remuneration restrictions within the financial sector. In their response (in Dutch), the Stibbe team pointed out that there are several legal objections to the proposed measures. Furthermore, the team has raised questions regarding the necessity and legal justification for introducing these additional measures.

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07.06.2018 NL law
Introduction of Green Loan Principles

Short Reads - Green finance and sustainable finance are trending topics. After green bonds becoming an increasingly common financing instrument, there is a growing demand by borrowers for green loans. For lenders on the other hand, also in view of various recent initiatives of the European Union in respect of sustainability, participation in (syndicated) green loans is expected to become more important within the investment criteria of a financial institution.

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11.04.2018 NL law
Court of Appeal: Deed of pledge does not cover all present receivables

Short Reads - 's-Hertogenbosch Court of Appeal denies pledgee's claim that all present and future receivables of the pledgor were pledged to it by a deed of pledge dated 20 January 2014 and ruled that the receivables listed in the schedule attached to the deed of pledge were leading to establish on which receivables a right of pledge was created.

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