Regulatory

In the increasingly complex environment of financial markets and financial markets regulation, clients turn to our regulatory team in Amsterdam for hands-on guidance and support. We have extensive experience in advising on the entire range of regulatory and compliance issues that may arise in the context of today’s innovative and complex securities and finance transactions and investigations.

Key services include:

• advising on the marketing, listing, trading and distribution of securities
• providing ongoing regulatory advice to issuers, listed companies, intermediaries and investors
• representing issuers and other market parties in regulatory investigations

We take pride in thoroughly understanding our clients’ businesses and requirements, and providing valuable assistance in both in every stage of transaction development as well as in threatened or ongoing regulatory investigations. We create practical and workable solutions to a broad variety of regulatory issues that may occur.

We act for a large number of listed companies and other issuers of listed and unlisted debt and equity securities. Our clients also include the large Dutch and foreign investment banks, foreign issuers and (institutional) investors.

Much of our work is cross-border. We work closely together with our alliance partners Herbert Smith and Gleiss Lutz to provide seamless service in international matters.